MACQUARIE FUNDS MANAGEMENT (USA) INC.

MACQUARIE FUNDS MANAGEMENT (USA) INC. of CARLSBAD, CA is an SEC-registered investment adviser (CRD 139279). Regulatory assets under management: $73.3M.

Registration

CRD: 139279
SEC file number: 801-66345
Type: Registered investment adviser
Location: OCEAN RIDGE, 5796 ARMADA DRIVE, SUITE 150, CARLSBAD, CA, 92008
Phone: 760-688-3800
Latest filing: 2014-10-02
Regulatory AUM: $73.3M
Discretionary AUM: $73.3M
Clients: 5
Accounts: 1

Officers, owners & control persons (18)

Name	Role	Location
BARRY ROSE ELIZABETH	CHIEF COMPLIANCE OFFICER	—
BRUCK BENJAMIN MATTHAUS	DIRECTOR	—
TORLINE MARK GREGORY	DIRECTOR	—
BYRD BRETT ALAN	CHIEF COMPLIANCE OFFICER	—
KIM JOHN	CHIEF LEGAL OFFICER	—
CHMURA SUZANNE G	CHIEF COMPLIANCE OFFICER	—
BECKER ERIC JOHN	DIRECTOR; PRESIDENT	—
BRAKEY JOHN LESLIE	DIRECTOR	—
RIVERA CHRISTINE R	SECRETARY	—
WALKER LOUISE	DIRECTOR	—
MARTENSON PETER THOMAS	CEO AND DIRECTOR	—
WORRALL SALLY LOUISE	CHIEF COMPLIANCE OFFICER	—
LUKIN MICHAEL	DIRECTOR; PRESIDENT	—
MARTIN LAURA GAIL	CHIEF COMPLIANCE OFFICER	—
FRATUS RICK JOHN	DIRECTOR	—
BLAKE JAMES EDWARD	CHIEF COMPLIANCE OFFICER	—
FINK WILLIAM JOSEPH	CHIEF COMPLIANCE OFFICER	—
WOODS BRENDEN	DIRECTOR	—

Private funds (1)

Fund	Type	Formed	Owners	Gross asset value	Min investment
MACQUARIE PA TAP FUND, L.P.	Private Equity Fund	—	2	$73.3M	$60.5M

Fund service providers (1)

administrator: STATE STREET PRIVATE EQUITY FUND SERVICES

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