BHK SECURITIES, LLC of BIRMINGHAM, AL is an SEC-registered investment adviser (CRD 139665). Regulatory assets under management: $128.4M.
Compensation: % of AUM, Commissions.
Clients served: High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Meredyth Roberts Hazzard | CEO / FINOP / PFO / POO; PARTNER | — |
| James Bailey Knight | CHIEF COMPLIANCE OFFICER / SROP / CROP; PARTNER | — |
| John Gurney Brock | PARTNER | — |
| KNIGHT JAMES BAILEY | CHIEF COMPLIANCE OFFICER / SROP / CROP; PARTNER | — |
| HAZZARD MEREDYTH ROBERTS | CEO / FINOP / CFO; CEO / PRESIDENT / CFO; CEO / PRESIDENT / MUNICIPAL SECURITIES PRINCIPAL (+2 more) | — |
| WEEKS KYLE AARON | FINOP; FINOP / CFO | — |
| BROCK JOHN GURNEY | PARTNER; PRESIDENT | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |