CARL M. HENNIG, INC.

CARL M. HENNIG, INC. of OSHKOSH, WI is an SEC-registered investment adviser (CRD 140). Regulatory assets under management: $27.6M. This firm reports disciplinary history on Form ADV.

Registration

• CRD: 140
• Type: Registered investment adviser
• Location: 206 N MAIN STREET, OSHKOSH, WI, 54901-4815
• Phone: 920-231-6630
• Latest filing: 2026-04-15
• Regulatory AUM: $27.6M
• Non-discretionary AUM: $27.6M
• Clients: 1
• Accounts: 30

Business model

Compensation: % of AUM.

Clients served: Charities, Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 140 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search