AG FINANCIAL, LLC

AG FINANCIAL, LLC of SALT LAKE CITY, UT is an SEC-registered investment adviser (CRD 140226). Regulatory assets under management: $103.5M.

Registration

CRD: 140226
SEC file number: 801-66579
Type: Registered investment adviser
Location: 2825 EAST COTTONWOOD PARKWAY, SUITE 500, SALT LAKE CITY, UT, 84121
Phone: 801-990-3470
Latest filing: 2026-02-20
Regulatory AUM: $103.5M
Discretionary AUM: $102.9M
Non-discretionary AUM: $527K
Clients: 2
Accounts: 441

Compensation: % of AUM, Fixed.

Clients served: High net worth, Pooled vehicles, Investment cos.

Name	Role	Location
Aaron Brian Graham	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	—
GRAHAM AARON BRIAN	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER; PRESIDENT/CHIEF COMPLIANCE OFFICER	—

City	State	Employees	Phone
SCOTTSDALE	AZ	1	480-656-2850
SCOTTSDALE	AZ	1	480-656-2850