CASTLE ROCK INVESTMENT COMPANY

CASTLE ROCK INVESTMENT COMPANY of CASTLE ROCK, CO is an SEC-registered investment adviser (CRD 140299). Regulatory assets under management: $51.0M.

Registration

• CRD: 140299
• SEC file number: 801-80620
• Type: Registered investment adviser
• Location: 115 WILCOX STREET, SUITE 220, CASTLE ROCK, CO, 80104
• Phone: 303-725-7086
• Latest filing: 2026-01-28
• Regulatory AUM: $51.0M
• Discretionary AUM: $12.6M
• Non-discretionary AUM: $38.5M
• Clients: 1
• Accounts: 21

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 140299 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search