AGNELLO FINANCIAL GROUP, INC. of WEST PALM BEACH, FL is an SEC-registered investment adviser (CRD 141522). Regulatory assets under management: $378.6M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Other.
| Name | Role | Location |
|---|---|---|
| Michael Henry Agnello | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| Milissa Lyne Agnello | SECRETARY/TREASURER | — |
| AGNELLO MICHAEL HENRY | PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| AGNELLO MILISSA LYNE | SECRETARY/TREASURER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-12-31 | regulatory | AGNELLO FINANCIAL GROUP, INC. FAILED TO COMPLY WITH THE CUSTODY REQUIREMENTS FOR INVESTMENT ADVISORS. | Final | $30K |
| — | regulatory | — | — | — |