GRADIENT INVESTMENTS, LLC of ARDEN HILLS, MN is an SEC-registered investment adviser (CRD 141726). Regulatory assets under management: $8.2B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Nelson Scott | MANAGING MEMBER | Las Vegas, NV |
| Nicole Shelton Alexander | CHIEF COMPLIANCE OFFICER | — |
| Michael Arthur Binger | PRESIDENT | — |
| Tami Jean Lucius | TRUSTEE | — |
| Charles Edward Lucius | TRUSTEE | — |
| Cruz Edward Lucius | MEMBER | — |
| Nathan Edward Lucius | MEMBER; TRUSTEE | — |
| Brian Charles Lucius | MEMBER | — |
| Chaz Harrison Lucius | MEMBER | — |
| LUCIUS CHARLES EDWARD | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+2 more) | — |
| ZIGLER MICHAEL REED | CHIEF COMPLIANCE OFFICER | — |
| STOVALL NICHOLAS EDWARD | CHIEF FINANCIAL OFFICER | — |
| SCHMIDT WAYNE RICHARD | CHIEF INVESTMENT OFFICER | — |
| Alexander NICOLE SHELTON | CHIEF COMPLIANCE OFFICER | — |
| BINGER MICHAEL ARTHUR | PRESIDENT | — |
| LUCIUS BRIAN CHARLES | MEMBER | — |
| Lucius Chaz Harrison | MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |