PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC

PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INC of WOODLAND HILLS, CA is an SEC-registered investment adviser (CRD 141988). Regulatory assets under management: $215.0M.

Registration

• CRD: 141988
• SEC file number: 801-121770
• Type: Registered investment adviser
• Location: 6320 CANOGA AVENUE, SUITE 600, WOODLAND HILLS, CA, 91367
• Phone: 818-887-6443
• Latest filing: 2026-05-04
• Regulatory AUM: $215.0M
• Discretionary AUM: $215.0M
• Clients: 16
• Accounts: 1,524

Business model

Compensation: % of AUM, Commissions.

Clients served: Individuals, High net worth, Pensions, Charities, Corporations.

Officers, owners & control persons (3)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 141988 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search