TOPOS LLC
TOPOS LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 142413). Regulatory assets under management: $52.6M.
Registration
- CRD: 142413
- SEC file number: 801-68853
- Type: Registered investment adviser
- Location: 1 LANDMARK SQUARE, SUITE 828, STAMFORD, CT, 06901-2673
- Phone: 203-569-7761
- Latest filing: 2008-07-24
- Regulatory AUM: $52.6M
- Discretionary AUM: $2.6M
- Non-discretionary AUM: $50.0M
- Clients: 6
- Accounts: 6
Officers, owners & control persons (3)
| Name | Role | Location |
|---|
| RATHGEBER JEFFREY KENNETH | CHIEF FINANCIAL OFFICER | — |
| MCCLEAN DAVID EDWARD | CHIEF COMPLIANCE OFFICER | — |
| GROZ MARC MICHAEL | MANAGING MEMBER | — |
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