NORTHPEAK FINANCIAL, INC.

NORTHPEAK FINANCIAL, INC. of FREDERICK, MD is an SEC-registered investment adviser (CRD 142970). Regulatory assets under management: $66.8M.

Registration

• CRD: 142970
• Type: Registered investment adviser
• Location: 50 CARROLL CREEK WAY, FREDERICK, MD, 21701
• Phone: 240-515-0113
• Latest filing: 2026-03-31
• Regulatory AUM: $66.8M
• Discretionary AUM: $65.7M
• Non-discretionary AUM: $1.1M
• Clients: 3
• Accounts: 329

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 142970 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search