WATERFORD FINANCIAL MANAGEMENT, LLC

WATERFORD FINANCIAL MANAGEMENT, LLC of FAIR HAVEN, MI is an SEC-registered investment adviser (CRD 143810). Regulatory assets under management: $44.0M.

Registration

• CRD: 143810
• Type: Registered investment adviser
• Location: 9834 DIXIE HWY., FAIR HAVEN, MI, 48023
• Phone: 810-354-2055
• Latest filing: 2026-03-28
• Regulatory AUM: $44.0M
• Discretionary AUM: $44.0M
• Clients: 1
• Accounts: 132

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 143810 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search