SOUND ASSET MANAGEMENT, INC.

SOUND ASSET MANAGEMENT, INC. of MASON, OH is an SEC-registered investment adviser (CRD 144170). Regulatory assets under management: $15.4M.

Registration

• CRD: 144170
• Type: Registered investment adviser
• Location: 969 READING RD, SUITE K, MASON, OH, 45040
• Phone: 513-755-8297
• Latest filing: 2026-01-30
• Regulatory AUM: $15.4M
• Discretionary AUM: $15.4M
• Clients: 1
• Accounts: 93

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 144170 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search