WIND & ROSE, LLC

WIND & ROSE, LLC is an SEC-registered investment adviser (CRD 144354). Regulatory assets under management: $13.2M.

Registration

• CRD: 144354
• Type: Registered investment adviser
• Phone: 203-921-6872
• Latest filing: 2026-02-04
• Regulatory AUM: $13.2M
• Discretionary AUM: $13.2M
• Clients: 1
• Accounts: 7

Business model

Compensation: % of AUM, Hourly, Performance.

Clients served: Individuals, High net worth, Pooled vehicles, Investment cos.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 144354 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search