KOHLBERG KRAVIS ROBERTS & CO. L.P. of NEW YORK, NY is an SEC-registered investment adviser (CRD 144533). Regulatory assets under management: $399.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Corporations, Investment cos.
Showing 25 of 26 people.
| Name | Role | Location |
|---|---|---|
| Robert Howard Lewin | CHIEF FINANCIAL OFFICER | — |
| Joseph Yong Bae | CO-CHIEF EXECUTIVE OFFICER | — |
| Scott Charles Nuttall | CO-CHIEF EXECUTIVE OFFICER | — |
| Kathryn King Sudol | CHIEF LEGAL OFFICER | — |
| Henry Roberts Kravis | EXECUTIVE CO-CHAIRMAN | — |
| George Rosenberg Roberts | EXECUTIVE CO-CHAIRMAN | — |
| Bruce Karpati | GLOBAL CHIEF COMPLIANCE OFFICER & COUNSEL | — |
| Ryan David Stork | CHIEF OPERATING OFFICER | — |
| Dane Eric Holmes | CHIEF ADMINISTRATIVE OFFICER | — |
| FISHER ANDREW | CHIEF ADMINISTRATIVE OFFICER; CHIEF ADMINISTRATIVE OFFICER & DIRECTOR | — |
| JANETSCHEK WILLIAM JOSEPH | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & DIRECTOR | — |
| WILLCOX HERBERT JAMES | CHIEF COMPLIANCE OFFICER | — |
| SORKIN DAVID JAMES | CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR; GENERAL COUNSEL; GENERAL COUNSEL, SECRETARY, CHIEF COMPLIANCE OFFICER & DIRECTOR (+1 more) | — |
| KRAVIS HENRY R | CLASS A SHAREHOLDER; CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES L.P., SHAREHOLDER OF KKR 1996 GP LLC (+1 more) | — |
| ROBERTS GEORGE ROSENBERG | CLASS A SHAREHOLDER; CO-CHAIRMAN AND CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER (+4 more) | — |
| NUTTALL SCOTT CHARLES | CO-CHIEF EXECUTIVE OFFICER; CO-PRESIDENT AND CO-CHIEF EXECUTIVE OFFICER; CO-PRESIDENT AND CO-CHIEF OPERATING OFFICER | — |
| KARPATI BRUCE | GLOBAL CHIEF COMPLIANCE OFFICER & COUNSEL; GLOBAL CHIEF COMPLIANCE OFFICER & DIRECTOR | — |
| STORK RYAN DAVID | CHIEF OPERATING OFFICER | — |
| RAETHER PAUL EDWIN | MEMBER OF KKR III GP LLC; SHAREHOLDER OF KKR III GP LLC | — |
| PAUL AND CASSANDRA HAZEN REVOCABLE TRUST | MEMBER OF KKR III GP LLC; SHAREHOLDER OF KKR III GP LLC | — |
| SCHEEHLE STACY FELICE | CHIEF COMPLIANCE OFFICER | — |
| KRAVIS HENRY ROBERTS | CLASS A SHAREHOLDER; CO-CHAIRMAN AND CO-CHIEF EXECUTIVE OFFICER; CO-CHIEF EXECUTIVE OFFICER, PARTNER IN KKR ASSOCIATES, L.P., SHAREHOLDER OF KKR 1996 GP LLC (+1 more) | — |
| BAE JOSEPH YONG | CO-CHIEF EXECUTIVE OFFICER; CO-PRESIDENT AND CO-CHIEF EXECUTIVE OFFICER; CO-PRESIDENT AND CO-CHIEF OPERATING OFFICER | — |
| LEWIN ROBERT | CHIEF FINANCIAL OFFICER & DIRECTOR | — |
| LEWIN ROBERT HOWARD | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-01-13 | regulatory | THE SEC ALLEGED THAT FROM DECEMBER 2019, PERSONNEL AT KKR SENT AND RECEIVED OFF-CHANNEL COMMUNICATIONS THAT RELATED TO ITS ADVISORY BUSINESS. KKR DID NOT MAINTAIN OR PRESERVE THESE OFF-CHANNEL COMMUNICATIONS, RESULTING IN A VIOLATION OF SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER… | Final | $11.0M |
| 2015-06-29 | regulatory | THE SEC ALLEGED THAT FROM 2006 TO 2011, KKR DID NOT EXPRESSLY DISCLOSE IN ITS PRIVATE EQUITY FUND LIMITED PARTNERSHIP AGREEMENT THAT IT DID NOT ALLOCATE BROKEN DEAL EXPENSES TO KKR CO-INVESTORS. THIS LACK OF DISCLOSURE RESULTED IN A MISALLOCATION OF EXPENSES TO KKR'S PRIVATE EQUITY FUNDS FROM 2006 T… | Final | $28.7M |
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