CARTY FINANCIAL, INC.

CARTY FINANCIAL, INC. is an SEC-registered investment adviser (CRD 144564). Regulatory assets under management: $40.2M.

Registration

• CRD: 144564
• Type: Registered investment adviser
• Phone: 805-484-3626
• Latest filing: 2026-03-02
• Regulatory AUM: $40.2M
• Non-discretionary AUM: $40.2M
• Clients: 1
• Accounts: 125

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 144564 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search