HEPWORTH EQUITY PARTNERS, LLC of WOLFEBORO, NH is an SEC-registered investment adviser (CRD 145774). Regulatory assets under management: $135.6M.
Compensation: % of AUM.
Clients served: High net worth.
| Name | Role | Location |
|---|---|---|
| Michael E Hepworth | PORTFOLIO MANAGER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Bonnie Chen | MEMBER, MANAGING DIRECTOR OF INVESTOR RELATIONS | — |
| HEPWORTH MICHAEL E | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER, CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER; PORTFOLIO MANAGER, MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| CHEN BONNIE | MEMBER; MEMBER AND PRESIDENT; MEMBER, MANAGING DIRECTOR OF INVESTOR RELATIONS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2012-08-02 | regulatory | HEPWORTH EQUITY PARTNERS MOVED THE FIRM'S PRINCIPAL PLACE OF BUSINESS TO NEW HAMPSHIRE IN 2011. FROM 2011 TO 2012, DURING THIS TIME, THE FIRM'S INVESTMENT ADVISER REPRESENTATIVES WERE NOT PROPERLY LICENSED WITH THE STATE OF NEW HAMPSHIRE. | Final | $6K |