WEST FINANCIAL PLANNING

WEST FINANCIAL PLANNING is an SEC-registered investment adviser (CRD 147138). Regulatory assets under management: $4.7M.

Registration

• CRD: 147138
• Type: Registered investment adviser
• Phone: 607-422-2631
• Latest filing: 2026-03-27
• Regulatory AUM: $4.7M
• Non-discretionary AUM: $4.7M
• Clients: 1
• Accounts: 40

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 147138 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search