NEW FRONTIER ADVISORS, LLC of BOSTON, MA is an SEC-registered investment adviser (CRD 147181). Regulatory assets under management: $4.0B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| Theresa Ann Muller | CHIEF COMPLIANCE OFFICER | — |
| Richard Omer Michaud | MANAGER, PRESIDENT AND CHAIRMAN (AND SOLE TRUSTEE OF RICHARD MICHAUD 2017 TRUST) | — |
| Robert Omer Michaud | MANAGER, CHIEF INVESTMENT OFFICER | — |
| David Nathaniel Esch | CHIEF OF RESEARCH & DEVELOPMENT | — |
| Abigail Ruth Gabrielse | CHIEF OPERATIONS OFFICER | — |
| MICHAUD ROBERT OMER | CHIEF INVESTMENT OFFICER; MANAGER, CHIEF INVESTMENT OFFICER; MANAGER, PRESIDENT AND CHAIRMAN (+5 more) | — |
| HARDESTY SHEVAWN RAE | CHIEF COMPLIANCE OFFICER | — |
| PIERCE MATTHEW VASSAR | CHIEF COMPLIANCE OFFICER | — |
| MULLER THERESA ANN | CHIEF COMPLIANCE OFFICER | — |
| kuno alisa | CFO AND CHIEF COMPLIANCE OFFICER | — |
| Esch David Nathaniel | MANAGING DIRECTOR - RESEARCH | — |
| GABRIELSE ABIGAIL RUTH | CHIEF OPERATIONS OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-06-21 | regulatory | SEC ALLEGES THAT NEW FRONTIER DID NOT UPDATE OUR COMPLIANCE MANUAL IN ACCORDANCE WITH THE AMENDMENTS TO ADVISERS ACT RULE 206(4)-1(D) THAT THE COMMISSION ADOPTED IN DECEMBER 2020 AND BECAME EFFECTIVE IN NOVEMBER 2022. | Final | — |