FRANK FINANCIAL SERVICES

FRANK FINANCIAL SERVICES of CARLSBAD, CA is an SEC-registered investment adviser (CRD 147537). Regulatory assets under management: $188.2M.

Registration

• CRD: 147537
• SEC file number: 801-121668
• Type: Registered investment adviser
• Location: 2710 LOKER AVENUE WEST, SUITE 230, CARLSBAD, CA, 92010
• Phone: 760-438-3360
• Latest filing: 2026-02-16
• Regulatory AUM: $188.2M
• Discretionary AUM: $182.4M
• Non-discretionary AUM: $5.8M
• Clients: 2
• Accounts: 456

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 147537 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search