MERGANSER CAPITAL MANAGEMENT, INC.

MERGANSER CAPITAL MANAGEMENT, INC. of BOSTON, MA is an SEC-registered investment adviser (CRD 148380). Regulatory assets under management: $7.3B.

Registration

Name	Role	Location
KELLY CYNTHIA A	CHIEF INVESTMENT OFFICER; PRESIDENT & CO-CHIEF INVESTMENT OFFICER	—
BEDROSIAN EDWARD R	PRESIDENT & CEO	—
WOERNER RICHARD F	CHIEF COMPLIANCE OFFICER	—
KAZEL RONALD DANIEL	ANNALY SUPERVISORY COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE	—
DIAMOND JEREMY	ANNALY SUPERVISORY COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE	—
WICKEY DANIEL	MEMBER OF MANAGEMENT COMMITTEE; TREASURER	—
SZABO ERIC CHARLES	ANNALY SUPERVISORY COMMITEE; ANNALY SUPERVISORY COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE	—
LYGHT ROSE-MARIE	ANNALY SUPERVISORY COMMITTEE; MEMBER OF MANAGEMENT COMMITTEE	—
ADDIS JEFFREY CHARLES	CHIEF COMPLIANCE OFFICER	—
SICILIANO MICHAEL ALFRED	DIRECTOR OF SALES & MARKETING	—
KETCHUM PAMELA ELLEN	HEAD OF CLIENT SERVICE	—
SMOCK ANDREW M	CO-CHIEF INVESTMENT OFFICER	—

Fund	Type	Formed	Owners	Gross asset value	Min investment
MERGANSER SHORT-TERM BOND FUND LLC	Other Private Fund	—	8	$148.2M	$5.0M
MERGANSER CORE PLUS BOND FUND LLC	Other Private Fund	—	9	$29.9M	$5.0M
MERGANSER CORE BOND FUND LLC	Other Private Fund	—	1	$4.0M	$5.0M
MERGANSER INTERMEDIATE BOND FUND LLC	Other Private Fund	—	0	—	$5.0M