D.A. FLOWERS & COMPANY, LLC

D.A. FLOWERS & COMPANY, LLC of BERKELEY, CA is an SEC-registered investment adviser (CRD 149154). Regulatory assets under management: $50.0M.

Registration

• CRD: 149154
• Type: Registered investment adviser
• Location: 1400 SHATTUCK AVE STE 5, BERKELEY, CA, 94709-1485
• Phone: 510-868-2648
• Latest filing: 2026-03-23
• Regulatory AUM: $50.0M
• Discretionary AUM: $50.0M
• Clients: 1
• Accounts: 136

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 149154 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search