P. SCHOENFELD ASSET MANAGEMENT LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 149236). Regulatory assets under management: $532.2M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
Showing 25 of 27 people.
| Name | Role | Location |
|---|---|---|
| Peter Michael Schoenfeld | CEO, CIO, LIMITED PARTNER; CO-MANAGING MEMBER AND MANAGING PARTNER | New York, NY |
| John Michael Vassallo | DIRECTOR OF OPERATIONS, LIMITED PARTNER | — |
| Peter Mark Faulkner | DEPUTY CIO, PORTFOLIO MANAGER; MANAGING PARTNER | — |
| Dhananjay Mohan Pai | MANAGING PARTNER; PRESIDENT & CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | — |
| Annie Nmn Lerner | CHIEF FINANCIAL OFFICER | — |
| Caroline Schoenfeld Greenwald | CO-MANAGING MEMBER AND MANAGING PARTNER; HEAD OF MARKETING AND INVESTOR RELATIONS | — |
| Philip Edington Brown | PORTFOLIO MANAGER | — |
| SCHOENFELD PETER MICHAEL | CEO; CEO, CIO, LIMITED PARTNER; CEO, CIO, LIMITED PARTNER (OF P. SCHOENFELD ASSET MANAGEMENT LP) (+10 more) | — |
| GERBER REGGI REICH | LIMITED PARTNER; LIMITED PARTNER (OF P. SCHOENFELD ASSET MANAGEMENT LP); MANAGING DIRECTOR (+9 more) | — |
| VASSALLO JOHN MICHAEL | DIRECTOR OF OPERATIONS; DIRECTOR OF OPERATIONS, LIMITED PARTNER; DIRECTOR OF OPERATIONS, LIMITED PARTNER (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| GOLDWATER DANIEL CHARLES | MANAGING DIRECTOR | — |
| FAULKNER PETER MARK | DEPUTY CIO, PORTFOLIO MANAGER; DEPUTY CIO, PORTFOLIO MANAGER (OF P. SCHOENFELD ASSET MANAGEMENT LP); MANAGING PARTNER (+2 more) | — |
| POLLEY DOUGLAS MARK | PORTFOLIO MANAGER; PORTFOLIO MANAGER (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| PAI DHANANJAY MOHAN | CHIEF COMPLIANCE OFFICER (OF P. SCHOENFELD ASSET MANAGEMENT LP); CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER & CHIEF FINANCIAL OFFICER (+7 more) | — |
| SANDHU HARINDER SINGH | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| ROBINSON JOHN KELLY | CHIEF COMPLIANCE OFFICER | — |
| WEBER DOUGLAS JAY | CHIEF RISK OFFICER; CHIEF RISK OFFICER (OF P. SCHOENFELD ASSET MANAGEMENT LP); PORTFOLIO MANAGER (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| MENSOIAN MARTHA ALICE | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| MALLEY JAMES MARTIN | PORTFOLIO MANAGER; PORTFOLIO MANAGER (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| BILOTTI RICHARD ANTHONY | PORTFOLIO MANAGER (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| SAYED OMAR NMN | PORTFOLIO MANAGER (OF P. SCHOENFELD ASSET MANAGEMENT LLP); PORTFOLIO MANAGER (OF P. SCHOENFELD ASSET MANAGEMENT LP) | — |
| LERNER ANNIE NMN | CHIEF FINANCIAL OFFICER | — |
| CHAN SZE MING | CHIEF COMPLIANCE OFFICER | — |
| BROWN PHILIP EDINGTON | HEAD OF CREDIT RESEARCH; PORTFOLIO MANAGER | — |
| GREENWALD CAROLINE SCHOENFELD | CO-MANAGING MEMBER AND MANAGING PARTNER; HEAD OF MARKETING AND INVESTOR RELATIONS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-08-14 | regulatory | ON AUGUST 14, 2024, PSAM ENTERED INTO A SETTLEMENT WITH THE SEC AND CONSENTED TO THE ENTRY OF AN ORDER FINDING THAT FROM OCTOBER 18, 2018 THROUGH DECEMBER 21, 2021 PSAM VIOLATED SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER BY FAILING TO MAINTAIN OR PRESERVE CERTAIN OFF-CHANNEL COM… | Final | $1.3M |