ROCKFLEET FINANCIAL SERVICES, INC.

ROCKFLEET FINANCIAL SERVICES, INC. of SARASOTA, FL is an SEC-registered investment adviser (CRD 149325). Regulatory assets under management: $956K.

Registration

• CRD: 149325
• Type: Registered investment adviser
• Location: 8586 POTTER PARK DRIVE, SARASOTA, FL, 34238
• Phone: 888-909-4489
• Latest filing: 2026-01-20
• Regulatory AUM: $956K
• Non-discretionary AUM: $956K
• Clients: 10
• Accounts: 1

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 149325 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search