DELTA INVESTMENT MANAGEMENT, LLC of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 149596). Regulatory assets under management: $856.7M.
Compensation: % of AUM.
Clients served: Individuals, High net worth.
| Name | Role | Location |
|---|---|---|
| Nicholas Granger Atkeson | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| Andrew Dooling Houghton | MANAGING MEMBER | — |
| ATKESON NICHOLAS GRANGER | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| HOUGHTON ANDREW DOOLING | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |