LAGUNA FINANCIAL ADVISORY

LAGUNA FINANCIAL ADVISORY of LAGUNA HILLS, CA is an SEC-registered investment adviser (CRD 149757). Regulatory assets under management: $93.5M.

Registration

• CRD: 149757
• Type: Registered investment adviser
• Location: 23101 MOULTON PARKWAY, LAGUNA HILLS, CA, 92653-1234
• Phone: 949-855-8889
• Latest filing: 2026-03-31
• Regulatory AUM: $93.5M
• Discretionary AUM: $90.6M
• Non-discretionary AUM: $3.0M
• Clients: 2
• Accounts: 362

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 149757 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search