UNITED FINANCIAL PLANNING GROUP LLC

UNITED FINANCIAL PLANNING GROUP LLC of HAUPPAUGE, NY is an SEC-registered investment adviser (CRD 149843). Regulatory assets under management: $347.5M.

Registration

• CRD: 149843
• SEC file number: 801-113324
• Type: Registered investment adviser
• Location: 350 MOTOR PARKWAY, SUITE 300, HAUPPAUGE, NY, 11788-2981
• Phone: (631) 234-0871
• Latest filing: 2026-05-13
• Regulatory AUM: $347.5M
• Discretionary AUM: $317.0M
• Non-discretionary AUM: $30.5M
• Clients: 8
• Accounts: 188

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 149843 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search