HERSHEY FINANCIAL ADVISERS, LLC of LANCASTER, PA is an SEC-registered investment adviser (CRD 149907). Regulatory assets under management: $151.7M.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Charities.
| Name | Role | Location |
|---|---|---|
| Greg Deanne Boll | CHIEF COMPLIANCE OFFICER | — |
| Matthew Dawson Berry | PARTNER | — |
| Nicholas Ryan Brightbill | PARTNER | — |
| BOLL GREG DEANNE | CHIEF COMPLIANCE OFFICER | — |
| BERRY MATTHEW DAWSON | PARTNER | — |
| BRIGHTBILL NICHOLAS RYAN | PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2005-06-23 | regulatory | FROM 1998-2001 I SOLD A NUMBER OF VIATICAL SETTLEMENTS. WHEN I STARTED SELLING THEM I WAS NOT A REGISTERED REP. IN 1998 A LARGE GENERAL AGENCY FOR FINANCIAL SERVICES IN HARRISBURG PA INVITED ME TO A MEETING INTRODUCING VIATICAL SETTLEMENTS, I WAS UNDER THE IMPRESSION THEY WERE INSURANCE PRODUCTS. AT… | Final | $225K |