ANGEL OAK CAPITAL ADVISORS, LLC of ATLANTA, GA is an SEC-registered investment adviser (CRD 151090). Regulatory assets under management: $11.5B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Charities, Investment cos.
Showing 25 of 30 people.
| Name | Role | Location |
|---|---|---|
| Fierman Michael | MANAGER | Atlanta, 2Q |
| Robert Adam Langley | CHIEF OPERATING OFFICER | Atlanta, GA |
| Smith R Brian | CHIEF OPERATING OFFICER | Austin, TX |
| Sreeniwas Vikram Prabhu | CO-CHIEF EXECUTIVE OFFICER AND GROUP CHIEF INVESTMENT OFFICER; OWNER | — |
| William Chase Eldredge | CHIEF COMPLIANCE OFFICER | — |
| Timothy King Saunders | GENERAL COUNSEL | — |
| Michael James Colombo | CHIEF RISK OFFICER | — |
| Michael Allen Fierman | CO-CHIEF EXECUTIVE OFFICER; OWNER | — |
| Manmohan Singh | CHIEF FINANCIAL OFFICER | — |
| David William Gordon | CHIEF LEGAL OFFICER - PRIVATE STRATEGIES | — |
| LANGLEY ROBERT ADAM | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| PRABHU SREENIWAS VIKRAM | MEMBER; OWNER | — |
| FRIEDLANDER BRAD ADAM | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MEMBER; MEMBER | — |
| FIERMAN MICHAEL ALLEN | MEMBER; OWNER | — |
| PATEL TINA BHAGU | CHIEF COMPLIANCE OFFICER | — |
| PRABHU SREENIWAS V | MANAGER | — |
| HSU JOHN R | CHIEF OPERATING OFFICER; CHIEF RISK OFFICER | — |
| MCDONOUGH ROBERT JAKES | CHIEF RISK OFFICER | — |
| JACKSON TRACY S | CHIEF FINANCIAL OFFICER | — |
| BLACK DORY | GENERAL COUNSEL | — |
| CHANG LU | CHIEF RISK OFFICER | — |
| SILVERA DAVID DIBBLEE | CHIEF OPERATING OFFICER | — |
| FAZIOLI DANIEL ADAM | CHIEF ACCOUNTING OFFICER | — |
| SAUNDERS TIMOTHY K | GENERAL COUNSEL | — |
| Eldredge William Chase | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-08-10 | regulatory | INACCURATE DISCLOSURE OF MORTGAGE DELINQUENCY RATES IN CONNECTION WITH A SECURITIZATION. | Final | $1.8M |
| 2016-12-23 | regulatory | OPERATING AS A BROKER-DEALER WITHOUT REGISTERING WITH THE SEC. | Final | $3.7M |