MERIDIAN WEALTH MANAGEMENT, LLC of LEXINGTON, KY is an SEC-registered investment adviser (CRD 151523). Regulatory assets under management: $5.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Mallory ZD Pagano | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Gregory Wayne Couch | FOUNDER, PRESIDENT AND CHIEF EXECUTIVE OFFICER; MANAGING MEMBER; MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | — |
| Timothy Scott Couch | MEMBER | — |
| Stephen D Dawahare | MANAGING MEMBER | — |
| Barry D Cooper | CHIEF OPERATIONS OFFICER; MEMBER AND PARTNER | — |
| Natalie Ann Fernandez | PRESIDENT | — |
| COUCH GREGORY WAYNE | MANAGING MEMBER; MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER (+1 more) | — |
| COUCH TIMOTHY SCOTT | MEMBER; SHAREHOLDER | — |
| COOPER KARL D | MEMBER AND PARTNER | — |
| Dawahare Stephen | MANAGING MEMBER | — |
| DILLMAN NIKI MARIE | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER/DIRECTOR OF MARKETING | — |
| SHAVER LEILA MEHRIZI | CHIEF COMPLIANCE OFFICER | — |
| FERNANDEZ CAROL ANN | PRESIDENT | — |
| NORDEN CHARLES ANDREW | CHIEF OPERATING OFFICER | — |
| VEENSTRA JILL ANNE | CHIEF COMPLIANCE OFFICER | — |
| PAGANO MALLORY ZD | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Pagano Mallory | CHIEF COMPLIANCE OFFICER | — |
| DAWAHARE STEPHEN D | MANAGING MEMBER | — |
| Mallory Z.D. Pagano | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Brycen Noel Coward | CHIEF INVESTMENT OFFICER | — |
| Stephen D. Dawahare | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-02-02 | civil | FORMER CLIENT CLAIMED THAT INVESTMENT ADVISOR REPRESENTATIVE RECOMMENDED UNSUITABLE INVESTMENTS RESULTING IN INVESTMENT LOSSES | Final | $136K |
| 2024-02-02 | regulatory | FORMER CLIENT CLAIMED THAT AN INVESTMENT ADVISOR REPRESENTATIVE RECOMMENDED UNSUITABLE INVESTMENTS RESULTING IN INVESTMENT LOSSES. | Final | $136K |
| 2019-08-30 | regulatory | BOUHL MOVED FROM ONE IA FIRM TO ANOTHER AND SOME OF HIS CLIENTS TRANSFERRED THEIR ACCOUNTS. THEY WERE NOT INFORMED OF THE CANCELATION POLICY AT THE PRIOR FIRM AND WERE DOUBLE BILLED. BOUHL WAS THEIR IAR AT BOTH FIRMS. | Final | $9K |
| 2015-05-18 | regulatory | VIOLATION OF KRS 292.330(10) BY EMPLOYING OR ASSOCIATING WITH AN UNREGISTERED INVESTMENT ADVISER REPRESENTATIVE DURING 2014 | Final | $2K |
| — | regulatory | — | — | — |