BROOKFIELD ASSET MANAGEMENT PIC US, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 151599). Regulatory assets under management: $105.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 46 people.
| Name | Role | Location |
|---|---|---|
| Ben Brown | PRESIDENT, REAL ESTATE | NEW YORK, NY |
| William Powell | CHIEF OPERATING OFFICER | New York, NY |
| Richards G Asha | CHIEF COMPLIANCE OFFICER, DIRECTOR AND SECRETARY | Miami, FL |
| Anuj Ranjan | MANAGING PARTNER | London, X0 |
| Goldfarb Murray | MANAGING PARTNER | NEW YORK, NY |
| Brian William Kingston | CHIEF EXECUTIVE OFFICER, REAL ESTATE; EXECUTIVE CHAIR, REAL ESTATE | New York, NY |
| Justin Beber | CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL; CHIEF OPERATING OFFICER AND GENERAL COUNSEL | New York, NY |
| Davis Kenneth | CHIEF FINANCIAL OFFICER | Salt Lake City, UT |
| Bruce James Flatt | MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER OF BROOKFIELD CORPORATION; MANAGING PARTNER AND CHIEF EXECUTIVE OFFICER OF BROOKFIELD CORPORATION AND BROOKFIELD ASSET MANAGEMENT LTD. | — |
| Ronald Fisher-Dayn | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | New York, NY |
| Nicholas Howard Goodman | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, BROOKFIELD CORPORATION | — |
| Lowell Grant Baron | CHIEF EXECUTIVE OFFICER, REAL ESTATE; CHIEF INVESTMENT OFFICER | — |
| Connor Teskey | CHIEF EXECUTIVE OFFICER OF BROOKFIELD ASSET MANAGEMENT LTD | — |
| FOX BRUCE MATTHEW | DIRECTOR | — |
| BLATTMAN BARRY STUART | DIRECTOR AND PRESIDENT; DIRECTOR, PRESIDENT AND TREASURER; MANAGING PARTNER OF BROOKFIELD ASSET MANAGEMENT INC. (+1 more) | — |
| FLATT JAMES BRUCE | CEO OF BROOKFIELD ASSET MANAGEMENT INC.; MANAGING PARTNER & CEO OF BROOKFIELD ASSET MANAGEMENT INC.; SENIOR MANAGING PARTNER & CEO OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| LAWSON BRIAN DOUGLAS | MANAGING PARTNER & CFO OF BROOKFIELD ASSET MANAGEMENT INC.; MANAGING PARTNER, VICE CHAIRMAN OF BROOKFIELD ASSET MANAGEMENT INC.; SENIOR MANAGING PARTNER & CFO OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| FREEDMAN JOSEPH STUART | SENIOR MANAGING PARTNER & COUNSEL OF BROOKFIELD ASSET MANAGEMENT INC.; SENIOR MANAGING PARTNER & GENERAL COUNSEL OF BROOKFIELD ASSET MANAGEMENT INC.; SENIOR MANAGING PARTNER OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| STALTER DAVID JOSEPH | DIRECTOR | — |
| SMITH DANA | CHIEF COMPLIANCE OFFICER | — |
| RICHARDS ASHA KAMARIA | CHIEF COMPLIANCE OFFICER, DIRECTOR AND SECRETARY | — |
| LAURIE CRAIG JAMES | DIRECTOR AND TREASURER | — |
| KINGSTON BRIAN WILLIAM | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, REAL ESTATE; DIRECTOR | — |
| CORNFORTH JAY ROBERT | MANAGING PARTNER | — |
| POWELL RONALD WILLIAM | CHIEF OPERATING OFFICER; MANAGING PARTNER OF BROOKFIELD ASSET MANAGEMENT INC.; SENIOR MANAGING PARTNER OF BROOKFIELD ASSET MANAGEMENT INC. | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-06-11 | regulatory | SEBI ISSUED A SHOW-CAUSE NOTICE ALLEGING THAT BROOKFIELD INDIA REAL ESTATE TRUST (THE "INDIA REIT"), A PUBLICLY TRADED REIT IN INDIA THAT IS MANAGED BY BROOKPROP MANAGEMENT SERVICES PRIVATE LIMITED ("BROOKPROP"), A RELYING ADVISER OF BAM PIC US, HAD USED BORROWED FUNDS FOR DISTRIBUTIONS TO ITS UNITH… | Final | $23K |
| 2021-03-19 | regulatory | THE SECURITIES AND EXCHANGE BOARD OF INDIA ("SEBI") ALLEGED THAT: (1) PENBROOK CAPITAL ADVISORS PRIVATE LIMITED ("PENBROOK"), THE INVESTMENT MANAGER OF PENINSULA BROOKFIELD INDIA REAL ESTATE FUND (THE "FUND") AND A JOINT VENTURE BETWEEN (I) BROOKFIELD CAPITAL PARTNERS LTD (BERMUDA), A WHOLLY OWNED S… | Final | $115K |
| 2016-12-13 | regulatory | DURING 2005-2012, A CURRENT EMPLOYEE OF THE REGISTRANT SERVED AS AN OFFICER OF TEGRA, A COMPANY THAT FOCUSES ON INVESTMENTS IN RESIDENTIAL REAL ESTATE IN BRAZIL. TEGRA IS NOT AN ADVISORY AFFILIATE OF THE REGISTRANT. THE CVM FINED THE EMPLOYEE (AND TWO OTHER OFFICERS OF TEGRA) FOR ALLEGED INCOMPLETE… | Final | $13K |