REDBLACK ADVISERS, INC. of ORADELL, NJ is an SEC-registered investment adviser (CRD 151692). Regulatory assets under management: $823.6M.
Compensation: % of AUM, Fixed, Other.
Clients served: High net worth, Pooled vehicles, Charities, Other.
Showing 25 of 38 people.
| Name | Role | Location |
|---|---|---|
| Bryan Perryman | CEO; PRESIDENT AND CEO | — |
| Kevin Babikian | CLO; COO AND CCO | — |
| Robert William Keeler | DIRECTOR, HEAD OF OPERATIONS AND TRADING; DIRECTOR, HEAD OF TRADING; PRESIDENT AND CCO | — |
| Devin Kristine Hummel | CHIEF COMPLIANCE OFFICER | — |
| Bryan P Perryman | PRESIDENT AND CEO | — |
| Kevin Kevork Babikian | VICE PRESIDENT AND SECRETARY | — |
| Denis A Pichanick | HEAD OF FINANCE | — |
| CALLAHAN LAWRENCE GERARD | ASSISTANT SECRETARY | — |
| KUPOR JEFFREY HOWARD | VICE PRESIDENT AND SECRETARY | — |
| STARR LOREN MICHAEL | DIRECTOR; DIRECTOR/CHIEF FINANCIAL OFFICER | — |
| CAROME KEVIN MICHAEL | DIRECTOR | — |
| LEGE ANNETTE JANECKA | CAO & GLOBAL HEAD OF FINANCIAL OPERATIONS | — |
| BLUMENTHAL MICHAEL JEFFREY | CHAIRMAN AND CO-CEO; CHIEF EXECUTIVE OFFICER | — |
| ROY SIMON PAUL | PRESIDENT; PRESIDENT AND CEO | — |
| CIMRING KEVIN DAVID | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CEO | — |
| BLUMENTHAL DAVID | CHIEF FINANCIAL OFFICER | — |
| FERGUSON BYRON | DIRECTOR | — |
| KEELER MICHAEL WILLIAM | DIRECTOR, HEAD OF TRADING; HEAD OF TRADING | — |
| RENNIE MATTHEW | DIRECTOR | — |
| WHITE KARYN MARIE | CHIEF COMPLIANCE OFFICER | — |
| DUKES LAURA ALLISON | SMD AND CHIEF FINANCIAL OFFICER | — |
| MEADOWS COLIN | DIRECTOR | — |
| BERKOWITZ KEVIN | DIRECTOR AND SHAREHOLDER | — |
| LEVY MARK | DIRECTOR | — |
| RINGOLD MELANIE | ASSISTANT SECRETARY | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-07-30 | regulatory | INVESCO LTD AND AIM INTERNATIONAL MUTUAL FUNDS FAILED TO SUBMIT VOTING RIGHTS NOTIFICATIONS TO BAFIN AND THE ISSUERS BY THE REQUIRED DEADLINE. BAFIN ISSED A NOTICE OF HEARING ON JULY 30, 2020 TO INVESCO LTD ALLEGING THAT VIOLATIONS OF THE VOTING RIGHTS REQUIREMENTS OCCURED ON 26 OCCASSIONS RELATING… | Final | $310K |
| — | regulatory | — | — | — |
| — | civil | — | — | — |