GEA SPHERE, LLC of CRANSTON, RI is an SEC-registered investment adviser (CRD 152001). Regulatory assets under management: $153.6M.
Compensation: % of AUM, Other.
Clients served: Individuals, High net worth, Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Eduard Hamamjian | CHIEF COMPLIANCE OFFICER, MANAGING MEMBER; CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | East Greenwich, RI |
| Perchuhy Hamamjian | CHIEF FINANCIAL OFFICER | — |
| George Hamamjian | INVESTMENT ADVISOR AND INSURANCE SPECIALIST; LIFE INSURANCE SPECIALIST/RESEARCH ANALYST | — |
| HAMAMJIAN EDUARD | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER, MANAGING MEMBER | — |
| HAMAMJIAN PERCHUHY | CFO; CHIEF FINANCIAL OFFICER; MANAGING DIRECTOR | — |
| HAMAMJIAN GEORGE | LIFE INSURANCE SPECIALIST/RESEARCH ANALYST; MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-04-12 | regulatory | ON APRIL 12, 2024, THE SEC FILED AN ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, PURSUANT TO SECTIONS 203(E) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940, AND SECTIONS 9(B) AND 9(F) OF THE INVESTMENT COMPANY ACT OF 1940, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND… | Final | $100K |