WINDROSE ADVISORS LLC of WALTHAM, MA is an SEC-registered investment adviser (CRD 152145). Regulatory assets under management: $2.7B.
Compensation: % of AUM, Performance.
Clients served: Individuals, High net worth, Pooled vehicles, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| William A Heitin | CHIEF EXECUTIVE OFFICER AND PRESIDENT | — |
| Paul Scott Pomerantz | CONTROLLER AND CHIEF COMPLIANCE OFFICER | — |
| Gildas Quinquis | PARTNER AND CHIEF INVESTMENT OFFICER | — |
| Daniel Max Fireman | OWNER | — |
| Kenneth Robert Polay | PARTNER | — |
| Paul Kenneth Mutch | MANAGING DIRECTOR | — |
| DOMORACKI GARY STEVEN | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER; PARTNER | — |
| HEITIN WILLIAM A | CHIEF EXECUTIVE OFFICER AND PRESIDENT; CHIEF INVESTMENT OFFICER; FOUNDING PARTNER , CHIEF OPERATIONS OFFICER AND CHIEF FINANCIAL OFFICER (+3 more) | — |
| FIREMAN DAN | OWNER; SHAREHOLDER | — |
| FIREMAN PAUL BERRY | SHAREHOLDER | — |
| SPELLMAN ANDREW MICHAEL | SHAREHOLDER | — |
| FARINA JOSEPH | SHAREHOLDER | — |
| HUDSON JAMIE | SHAREHOLDER | — |
| FIREMAN PAUL BARRY | SHAREHOLDER | — |
| HAASE JOHN DIETRICH | MANAGING PARTNER; PARTNER | — |
| POMERANTZ PAUL SCOTT | CHIEF COMPLIANCE OFFICER; CONTROLLER AND CHIEF COMPLIANCE OFFICER; DIRECTOR, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| FIREMAN DANIEL MAX | OWNER; SHAREHOLDER | — |
| PATRICK STEPHEN LIAM | SHAREHOLDER | — |
| REINKE JEFFREY WILLIAM | DIRECTOR, CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| QUINQUIS GILDAS | CHIEF INVESTMENT OFFICER; MANAGING DIRECTOR AND CHIEF INVESTMENT OFFICER; PARTNER AND CHIEF INVESTMENT OFFICER | — |
| POLAY KENNETH ROBERT | PARTNER; PARTNER AND CHIEF EXECUTIVE OFFICER | — |
| MUTCH PAUL KENNETH | MANAGING DIRECTOR | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-03-30 | civil | ON MARCH 30, 2021, FORMER SHAREHOLDERS AND OPTION HOLDERS FILED A CLASS ACTION COMPLAINT (THE"COMPLAINT"), CASE NO. 2021-0268, IN THE COURT OF CHANCERY OF THE STATE OF DELAWARE RELATED TO A MERGERTRANSACTION. THE LAWSUIT NAMED FCP, ITS AFFILIATES, AS WELL AS CERTAIN ADVISORY AFFILIATES, AS CO-DEFEND… | Pending | — |