SOVEREIGN FINANCIAL SERVICES, LLC

SOVEREIGN FINANCIAL SERVICES, LLC of PHOENIX, MD is an SEC-registered investment adviser (CRD 153059). Regulatory assets under management: $92.1M.

Registration

• CRD: 153059
• Type: Registered investment adviser
• Location: 12 BROCSTER CT, PHOENIX, MD, 21131
• Phone: 410-575-3120
• Latest filing: 2026-02-23
• Regulatory AUM: $92.1M
• Discretionary AUM: $92.1M
• Clients: 2
• Accounts: 439

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 153059 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search