MATTSON FINANCIAL SERVICES, LLC of KENTWOOD, MI is an SEC-registered investment adviser (CRD 153067). Regulatory assets under management: $515.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Charities, Corporations, Other.
| Name | Role | Location |
|---|---|---|
| Gary Herman Mattson | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| Taylor Franklin Steward | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| Gerald Douglas Green | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| Laurel Audrey Steward | MEMBER/CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| DAVIS ROBERT | MEMBER; MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| MATTSON GARY HERMAN | MANAGING MEMBER/IAR; MANAGING MEMBER/IAR/CCO; MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| Steward Taylor Franklin | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| GREEN GERALD DOUGLAS | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | — |
| STEWARD LAUREL AUDREY | MEMBER; MEMBER/CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE; MEMBER/IAR/CCO | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2019-09-26 | regulatory | RENDERING INVESTMENT ADVICE TO CLIENTS RESIDING WITHIN THE STATE OF FLORIDA WITHOUT THE BENEFIT OF LAWFUL REGISTRATION. | Final | $11K |