RTW INVESTMENTS LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 153232). Regulatory assets under management: $14.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Naveen Yalamanchi | PARTNER, PORTFOLIO MANAGER | New York, NY |
| Sabera Reza Loughran | PARTNER EMERITUS | — |
| Roderick Tze Ian Wong | MANAGING PARTNER, CHIEF INVESTMENT OFFICER | — |
| Darshan Vishnu Patel | CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | — |
| Robert John Aurigema | PARTNER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | — |
| Stephanie Anne Sirota | PARTNER, CHIEF BUSINESS OFFICER | — |
| Peter M Fong | PARTNER, PRESIDENT | — |
| Christopher John Seiter | CHIEF CORPORATE FINANCE OFFICER | — |
| Gotam Makker | PARTNER, HEAD OF STRATEGIC INVESTMENTS | — |
| Josh Kennedy-Smith | PARTNER, RESEARCH ANALYST | — |
| PATEL DARSHAN VISHNU | CHIEF COMPLIANCE OFFICER | — |
| LOUGHRAN SABERA REZA | CHIEF ADMINISTRATIVE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER (+5 more) | — |
| AURIGEMA ROBERT JOHN | CHIEF FINANCIAL OFFICER; PARTNER, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | — |
| WONG KOK HOI NMN | MANAGING MEMBER; MANAGING PARTNER | — |
| FONG ALISON M | PARTNER, CHIEF DEVELOPMENT OFFICER; PARTNER, PRESIDENT | — |
| YALAMANCHI NAVEEN | LIMITED PARTNER; PARTNER, PORTFOLIO MANAGER; PORTFOLIO MANAGER | — |
| LEE ALICE | CHIEF COMPLIANCE OFFICER; SENIOR COUNSEL | — |
| WONG RODERICK TZE IAN | MANAGING PARTNER; MANAGING PARTNER, CHIEF INVESTMENT OFFICER | — |
| SIROTA STEPHANIE ANNE | CHIEF BUSINESS OFFICER; PARTNER, CHIEF BUSINESS OFFICER | — |
| Seiter Christopher JOHN | CHIEF CORPORATE FINANCE OFFICER | — |
| MAKKER GOTAM | PARTNER, HEAD OF STRATEGIC INVESTMENTS | — |
| WONG RODERICK | MANAGING MEMBER | — |
| Tony Nguyen | PARTNER, RESEARCH ANALYST | HOUSTON, TX |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-05-30 | regulatory | ON MAY 30, 2023, THE SEC ISSUED AN ORDER FINDING THAT RTW (1) FAILED TO DISCLOSE CERTAIN CONFLICTS OF INTEREST REGARDING ITS PERSONNEL'S CO-INVESTMENT WITH THE FUNDS IN THE SPONSORS OF SPACS IN WHICH RTW ADVISED FUNDS TO INVEST AND (2) FAILED TO TIMELY FILE ACCURATE REPORTS ON SCHEDULE 13G CONCERNIN… | Final | $1.4M |
Hedge Fund: 2 · Private Equity Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| RTW MASTER FUND, LTD. | Hedge Fund | Cayman Islands | 1,433 | $7.4B | $10.0M |
| RTW INNOVATION MASTER FUND, LTD. | Hedge Fund | Cayman Islands | 356 | $5.5B | $10.0M |
| 4010 ROYALTY INVESTMENTS ICAV | Private Equity Fund | Ireland | 70 | $284.4M | $100K |