ROTH CAPITAL PARTNERS, LLC

ROTH CAPITAL PARTNERS, LLC of NEWPORT BEACH, CA is an SEC-registered investment adviser (CRD 15407). This firm reports disciplinary history on Form ADV.

Registration

• CRD: 15407
• Type: Registered investment adviser
• Location: 888 SAN CLEMENTE DRIVE, NEWPORT BEACH, CA, 92660
• Phone: 949-720-5700
• Latest filing: 2025-08-29
• Clients: 10

Business model

Compensation: Fixed.

Clients served: Other.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 15407 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search