ALPHADYNE ASSET MANAGEMENT LP of NEW YORK, NY is an SEC-registered investment adviser (CRD 154176). Regulatory assets under management: $164.8B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
Showing 25 of 29 people.
| Name | Role | Location |
|---|---|---|
| Ajay Mehra | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| Evans Hugh Jason | PRESIDENT AND CHIEF RISK OFFICER | New York, NY |
| Philippe Kim Khuong-Huu | LIMITED PARTNER; MANAGING MEMBER; SOLE MANAGER | — |
| Helen H Kim | CHIEF FINANCIAL OFFICER | — |
| Ian Jason Evans | PRESIDENT AND CHIEF RISK OFFICER | — |
| Mark Joseph Hyland | CHIEF LEGAL OFFICER | — |
| KIM JOENG H | CHIEF FINANCIAL OFFICER | — |
| MEHRA AJAY | CHIEF COMPLIANCE OFFICER | — |
| BOISI GEOFFREY THOMAS | MANAGING MEMBER | — |
| HERBST RICHARD WILLIAM | MANAGING MEMBER | — |
| BROADMAN BART JOSEPH | BOARD MEMBER; CHIEF INVESTMENT OFFICER; DIRECTOR (RELYING ADVISER) (+6 more) | — |
| KHUONG-HUU PHILIPPE KIM | BOARD MEMBER; CHIEF INVESTMENT OFFICER; DIRECTOR (RELYING ADVISER) (+8 more) | — |
| POLO MICHAEL CHRISTOPHER | CHIEF OPERATING OFFICER; GLOBAL CHIEF OPERATING OFFICER | — |
| HEARNE TIMOTHY FRANCIS | CHIEF ADMINISTRATIVE OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER - ASIA | — |
| LEHOISKY MICHAEL WILLIAM | CHIEF FINANCIAL OFFICER | — |
| AILEY ASHER KAMALI | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER- UK; CHIEF OPERATING OFFICER- UK (RELYING ADVISER) | — |
| KESSLER MARK | CHIEF OPERATING OFFICER; CO-CHIEF OPERATING OFFICER | — |
| LARDY JEANPIERRE | SHAREHOLDER | — |
| DAHER CHRISTIAN | LIMITED PARTNER; SHAREHOLDER | — |
| HINES WILLIAM ANDREW | GENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| BROADMAN VALERIE | TRUSTEE; TRUSTEE (RELYING ADVISER) | — |
| NICOLLE GUILLAUME JACQUES GERARD | MANAGING PARTNER (RELYING ADVISER) | — |
| REGAN JOSEPH DONALD | GLOBAL CHIEF EXECUTIVE OFFICER; GLOBAL CHIEF EXECUTIVE OFFICER AND BOARD MEMBER | — |
| WEISS ALAN LEWIS | CHIEF COMPLIANCE OFFICER | — |
| STRANG SARA ELISABETH | CO-CHIEF OPERATING OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2016-08-08 | regulatory | ON NOVEMBER 3, 2015, AND MARCH 1, 2016, ALPHADYNE EXECUTED CERTAIN EXCHANGE FOR RELATED POSITION ("EFRP") TRANSACTIONS IN U.S. TREASURY FUTURES CONTRACTS THAT WERE CONTINGENT UPON THE EXECUTION OF OTHER EFRP TRANSACTIONS. (CBOT RULE 538.C. EXCHANGE FOR RELATED POSITIONS). | Final | $65K |