ANTIPODEAN ADVISORS LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 155091). Regulatory assets under management: $137.4M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Charles Daniel Martin | CHIEF COMPLIANCE OFFICER | — |
| Eric Eu-Wei Chen | MANAGING MEMBER (ADVISER); MANAGING MEMBER (GENERAL PARTNER-SPV); TRUSTEE | — |
| Kevin Michael Johnson | CHIEF FINANCIAL OFFICER (ADVISER); MEMBER (GENERAL PARTNER-SPV) | — |
| FAIA SALVATORE ROCCO | CHIEF COMPLIANCE OFFICER | — |
| MARTIN PATRICK DANIEL | CHIEF COMPLIANCE OFFICER | — |
| JOHNSON JOHN MICHAEL | CHIEF COMPLIANCE OFFICER / CFO; CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER (ADVISER); CHIEF FINANCIAL OFFICER (ADVISER) (+1 more) | — |
| CHEN ERIC EU-WEI | MANAGING MEMBER; MANAGING MEMBER (ADVISER); MANAGING MEMBER (GENERAL PARTNER-SPV) (+1 more) | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-09-16 | regulatory | THE REGULATORY ACTION RELATED TO A VIOLATION OF RULE 105 OF REGULATION M UNDER THE SECURITIES EXCHANGE ACT OF 1934. RULE 105 GENERALLY PROHIBITS BUYING AN EQUITY SECURITY IN A SECONDARY PUBLIC OFFERING IF THE BUYER SOLD SHORT THE SAME SECURITY DURING A RESTRICTED PERIOD (GENERALLY DEFINED AS FIVE BU… | Final | $65K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| ANTIPODEAN DOMESTIC PARTNERS, LP | Hedge Fund | Delaware | 29 | $137.4M | $1.0M |