HOUND PARTNERS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 155551). Regulatory assets under management: $5.0B.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Jonathan A G Auerbach | LIMITED PARTNER; MANAGING MEMBER; PORTFOLIO MANAGER | — |
| Douglas Edward Marks | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| MARKS DOUGLAS EDWARD | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| GILMAN MATTHEW HEATH | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| LYNCH JONATHAN ROBERT | CHIEF OPERATING OFFICER & CHIEF OF STAFF | — |
| AUERBACH JONATHAN A G | LIMITED PARTNER; MANAGING MEMBER; PORTFOLIO MANAGER | — |
| GILMAN MATTHEW | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| LEVY STIRLING | CHIEF OPERATING OFFICER | — |
| LEWIS COURTNEY EK | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | — |
| SALINAS JONATHAN LOUIS | CHIEF OPERATING OFFICER | — |
| Bisignano Jessica Lynn | CHIEF COMPLIANCE OFFICER AND COUNSEL | — |
| Lapkoff Steven Robert | CHIEF COMPLIANCE OFFICER AND COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-07-31 | regulatory | FI ALLEGED THAT THE INVESTMENT ADVISER FILED A SHORT NET POSITION REPORT FOR ONE SECURITY 33 MINUTES AFTER THE PRESCRIBED REPORTING DEADLINE. | Final | $940 |