| GAHAN THOMAS JAMES | PRESIDENT; PRESIDENT AND CHIEF EXECUTIVE OFFICER; SOLE MEMBER | — |
| HULL ROBERT STUART | SECRETARY, TREASURER AND CHIEF FINANCIAL OFFICER | — |
| SALEM PAUL JUDE | MEMBER; MEMBER AND SENIOR MANAGING DIRECTOR EMERITUS; MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR (+1 more) | — |
| NELSON JONATHAN M | MEMBER; NON-MANAGING MEMBER AND CHIEF EXECUTIVE OFFICER | — |
| CREAMER GLENN M | MEMBER; NON-MANAGING MEMBER AND SENIOR MANAGING DIRECTOR | — |
| BEJGER ROMAN | CHIEF COMPLIANCE OFFICER | — |
| MANLOWE DAVID JOSEPH | CHIEF OPERATING OFFICER | — |
| NELSON JONATHAN MILTON | CHIEF EXECUTIVE OFFICER; MEMBER; MEMBER, PRESIDENT AND SENIOR MANAGING DIRECTOR (+3 more) | — |
| BEJGER ROMAN ANDREW | CHIEF COMPLIANCE OFFICER | — |
| MCMILLAN ALEXANDER HOWE | CHIEF COMPLIANCE OFFICER | — |
| CREAMER GLENN MICHAEL | MEMBER; MEMBER AND SENIOR MANAGING DIRECTOR EMERITUS; MEMBER, VICE PRESIDENT AND SENIOR MANAGING DIRECTOR (+1 more) | — |
| MARTOKEN BRYAN ROGER | CHIEF FINANCIAL OFFICER | — |
| PUGLIA MARC GERALD | CHIEF FINANCIAL OFFICER | — |
| HAHN JOHN CHARLES | MEMBER | — |
| CONDE SARAH NICHOLSON | CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |