KINGDOM FINANCIAL GROUP, LLC of PEORIA, AZ is an SEC-registered investment adviser (CRD 155676). Regulatory assets under management: $520.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities, Corporations.
| Name | Role | Location |
|---|---|---|
| Brett William Pohl | CHIEF COMPLIANCE OFFICER | — |
| Dustin Meza | CHIEF COMPLIANCE OFFICER | Topeka, KS |
| Steven David Fullerton | MEMBER & PRESIDENT; OWNER | — |
| Stephanie Elaine Fullerton | MEMBER; OWNER | — |
| Joshua Paul Becker | CHIEF OPERATING OFFICER | — |
| BECKER DAVID PAUL | CHIEF OPERATING OFFICER | — |
| FULLERTON KENNETH DAVID | MEMBER; MEMBER & PRESIDENT; OWNER | — |
| POHL BRETT WILLIAM | CHIEF COMPLIANCE OFFICER | — |
| PREBLE SCOTT ROY | CHIEF COMPLIANCE OFFICER | — |
| FULLERTON STEPHANIE ELAINE | MEMBER; OWNER | — |
| Gatti Blaize Shawn | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| Sackrider Dianne | CHIEF COMPLIANCE OFFICER | — |
| HOPKINS ROBERT LEE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-04-17 | regulatory | KINGDOM FINANCIAL HAD 3 INVESTMENT ADVISER REPRESENTATIVES (IAR'S), THAT WERE FORMALLY LICENSED AS IAR'S PRIOR TO JOINING KINGDOM FINANCIAL, PERFORMED INVESTMENT ADVISORY SERVICES WHILE THEIR IAR APPLICATION FOR KINGDOM FINANCIAL WAS PENDING. | Final | $3K |
| City | State | Employees | Phone |
|---|---|---|---|
| SCOTTSDALE | AZ | 10 | 480-912-4500 |
| SCOTTSDALE | AZ | 10 | 480-912-4500 |
| TEMPE | AZ | 6 | 480-912-4500 |
| TEMPE | AZ | 6 | 480-912-4500 |