PALMER SQUARE CAPITAL MANAGEMENT LLC of MISSION WOODS, KS is an SEC-registered investment adviser (CRD 155697). Regulatory assets under management: $25.6B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: High net worth, Pooled vehicles, Charities, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Christopher Dale Long | CHIEF EXECUTIVE OFFICER; TRUSTEE | Leawood, KS |
| Angie Knighton Long | CHIEF INVESTMENT OFFICER; TRUSTEE | MISSION WOODS, KS |
| Scott Andrew Betz | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER | — |
| Jeffrey Doerr Fox | PRESIDENT | — |
| Benjamin David Wiesenfeld | CHIEF COMPLIANCE OFFICER | — |
| Matthew Lee Bloomfield | TRUSTEE | — |
| Stacy Renee Brice | CHIEF COMPLIANCE OFFICER | — |
| BICKNELL MARTIN CHRISTOPHER | CHIEF EXECUTIVE OFFICER; ELECTED MANAGER; TRUSTEE | — |
| HENSON GARY PAUL | CHIEF INVESTMENT OFFICER | — |
| FREEMAN WILLIAM ALLEN | TRUSTEE | — |
| PERRY BRADEN MARTIN | CHIEF COMPLIANCE OFFICER | — |
| VOHLAND CHERYL RENEE | CHIEF COMPLIANCE OFFICER; CHIEF STRATEGY OFFICER | — |
| LONG CHRISTOPHER DALE | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; MANAGING MEMBER (+3 more) | — |
| LONG ANGIE K | CHIEF INVESTMENT OFFICER; MANAGING MEMBER; TRUSTEE | — |
| PLEVIAK ANNE JENELLE | CHIEF COMPLIANCE OFFICER | — |
| BETZ ANDREW | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| BETZ SCOTT A | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | — |
| DORIAN ANNE JENELLE | CHIEF COMPLIANCE OFFICER | — |
| BLOOMFIELD MATTHEW LEE | MANAGING DIRECTOR/PORTFOLIO MANAGER; TRUSTEE | — |
| Fox Jeffrey Doerr | PRESIDENT | — |
| LONG ANGIE KNIGHTON | CHIEF INVESTMENT OFFICER; TRUSTEE | — |
| BRICE STACY RENEE | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-02-14 | regulatory | THE SETTLED ORDER PROVIDES THAT ADVISER VIOLATED CERTAIN PROVISIONS OF THE INVESTMENT ADVISERS ACT AND INVESTMENT COMPANY ACT IN CONNECTION WITH CERTAIN CROSS TRADING ACTIVITY. | Final | $450K |