XIGINVENT, L.L.C. of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 156213). Regulatory assets under management: $9.1B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Other.
Clients served: Pooled vehicles, Charities, Investment cos.
Showing 25 of 33 people.
| Name | Role | Location |
|---|---|---|
| Fanni Fan | MANAGING DIRECTOR | San Francisco, CA |
| Jonathan Roosevelt | MANAGING DIRECTOR | Oakland, CA |
| David Seth Plutzer | CHIEF LEGAL OFFICER | — |
| Joseph Patrick Hanson | CHIEF OPERATING OFFICER; VICE PRESIDENT | Alexandria, VA |
| Marc Otto Nachmann | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | — |
| Elizabeth A Overbay | CHIEF FINANCIAL OFFICER | — |
| Steven Ian Friedman | CHIEF COMPLIANCE OFFICER | — |
| William Charles Bousquette | CHIEF OPERATING OFFICER | — |
| Johan Douwe Swildens | MANAGING MEMBER; TRUSTEE, FOUNDER & MANAGING DIRECTOR | — |
| Justin Gardner Burden | MANAGING DIRECTOR | — |
| Richard Roland Reynolds | MANAGING DIRECTOR | — |
| Lindsay Elizabeth Sharma | MANAGING DIRECTOR | — |
| Aaron Christopher Hinz | CHIEF FINANCIAL OFFICER | — |
| Amir David Aghaee Malayery | MANAGING DIRECTOR | — |
| Ira Hsu Simkhovitch | MANAGING DIRECTOR | — |
| Iii Joseph Hanson | CHIEF COMPLIANCE OFFICER & CHIEF ADMINISTRATIVE OFFICER | — |
| Geoffrey Robert Lemieux | MANAGING DIRECTOR | — |
| Brian Joseph Langner | MANAGING DIRECTOR | — |
| HWANG NEIL S | MANAGING DIRECTOR | — |
| HANSON III JOSEPH PATRICK | CHIEF COMPLIANCE OFFICER & CHIEF ADMINISTRATION OFFICER; CHIEF COMPLIANCE OFFICER & CHIEF ADMINISTRATIVE OFFICER | — |
| MAY ROBERT HUNTINGTON | CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; MANAGING DIRECTOR AND CHIEF OPERATING OFFICER (+1 more) | — |
| SWILDENS JOHAN DOUWE | MANAGING MEMBER; TRUSTEE; TRUSTEE, FOUNDER & MANAGING DIRECTOR | — |
| BURDEN JUSTIN GARDNER | MANAGING DIRECTOR | — |
| WALLACE KENNETH CARROLL | MANAGING DIRECTOR | — |
| QUIST WILLIAM GEORGE | MANAGING DIRECTOR | — |
Showing 10 of 15 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-05-09 | regulatory | EFFECTIVE AS OF MAY 4, 2026, SWEDEN'S FINANSINSPEKTIONEN (THE "SFSA") ISSUED A FINE, EQUIVALENT TO APPROXIMATELY US $162,600.00, AGAINST THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") BASED ON A FINDING THAT, DURING THE PERIOD BETWEEN MARCH 20, 2024 AND APRIL 9, 2025, GS GROUP FAILED TO TIMELY REPORT CH… | Final | $163K |
| 2021-02-24 | regulatory | ON FEBRUARY 24, 2021, FINANSTILSYNET, THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY CONCLUDED THAT GOLDMAN SACHS GROUP, INC., GOLDMAN SACHS INTERNATIONAL, AND GOLDMAN SACHS & CO. LLC VIOLATED THE NOTIFICATION REQUIREMENT UNDER SECTION 3-14 OF THE NORWEGIAN SECURITIES TRADING ACT, CF. REGULATION (EU)… | Final | $42K |
| 2020-10-22 | criminal | AS DESCRIBED IN THE INFORMATION, FROM 2009 TO 2014, GS GROUP AND ITS AFFILIATES, THROUGH CERTAIN OF ITS EMPLOYEES AND AGENTS, KNOWINGLY AND WILLFULLY CONSPIRED AND AGREED WITH OTHERS TO CORRUPTLY PROVIDE PAYMENTS AND THINGS OF VALUE IN EXCHANGE FOR OBTAINING AND RETAINING BUSINESS. PURSUANT TO THE D… | Pending | — |
| 2020-10-22 | regulatory | ON OCTOBER 22, 2020, THE GOLDMAN SACHS GROUP, INC. ("GS GROUP")ENTERED INTO A CONSENT ORDER FOR A CIVIL MONEY PENALTY WITH THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES (THE "DFS", AND THE CONSENT ORDER, THE "DFS ORDER"), WHICH ALLEGED VIOLATIONS OF THE NEW YORK BANKING LAW ("BANKING LAW") ARI… | Final | $150.0M |
| 2020-10-22 | regulatory | ON OCTOBER 22, 2020, THE GOLDMAN SACHS GROUP, INC. ("GS GROUP")ENTERED INTO AN ORDER TO CEASE AND DESIST AND ORDER OF ASSESSMENT OF A CIVIL MONEY PENALTY WITH THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (THE "FEDERAL RESERVE", AND THE ORDER, THE "FEDERAL RESERVE ORDER"), WHICH ALLEGED GS GR… | Final | $154.0M |
| 2020-10-22 | regulatory | "ON OCTOBER 22, 2020, THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") ENTERED INTO AN ORDER INSTITUTING CEASE AND DESIST PROCEEDINGS WITH THE SECURITIES AND EXCHANGE COMMISSION (THE "SEC" AND THE ORDER, THE "SEC ORDER"), WHICH ALLEGED GS GROUP FAILED TO REASONABLY MAINTAIN A SUFFICIENT SYSTEM OF INTERNAL… | Final | $400.0M |
| 2019-09-20 | regulatory | ON SEPTEMBER 20, 2019 THE SWEDISH FINANCIAL SUPERVISORY AUTHORITY (FINANSINSPEKTIONEN - "SFSA") IMPOSED AN ADMINISTRATIVE FINE ON THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") IN THE AMOUNT OF 70,000 SWEDISH KRONA (SEK) (APPROXIMATELY USD 7,200). SFSA ALLEGES A VIOLATION BY GS GROUP OF CHAPTER 6, SECTI… | Final | $7K |
| 2018-05-01 | regulatory | THE NEW YORK STATE DEPARTMENT OF FINANCIAL SERVICES (THE "DFS") HAS ALLEGED THAT: (A) CERTAIN FOREIGN EXCHANGE ("FX") TRADERS AT CERTAIN AFFILIATES OF THE GOLDMAN SACHS GROUP, INC. AND GOLDMAN SACHS BANK USA (TOGETHER, "GOLDMAN SACHS") ENGAGED IN IMPROPER CONDUCT OVER THE PERIOD 2008 THROUGH EARLY 2… | Final | $54.8M |
| 2018-05-01 | regulatory | THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (THE "FEDERAL RESERVE") HAS ALLEGED THAT: WHEREAS THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") SERVES AS A FOREIGN EXCHANGE ("FX") DEALER THROUGH CERTAIN OF ITS INDIRECT SUBSIDIARIES ("FX SUBSIDIARIES"), BY BUYING AND SELLING U.S. DOLLARS AND FOREIG… | Final | $54.8M |
| 2018-01-12 | regulatory | THE GOLDMAN SACHS GROUP, INC. ("GS GROUP") AND GOLDMAN SACHS BANK USA ("GS BANK") ENTERED INTO AN ORDER OF ASSESSMENT OF A CIVIL MONEY PENALTY ISSUED UPON CONSENT PURSUANT TO THE FEDERAL DEPOSIT INSURANCE ACT, AS AMENDED, WITH THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM (THE "FEDERAL RESERV… | Final | $14.0M |