RICHARD W. PAUL & ASSOCIATES, LLC of NOVI, MI is an SEC-registered investment adviser (CRD 156812). Regulatory assets under management: $372.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Charities.
| Name | Role | Location |
|---|---|---|
| Richard William Paul | MANAGING MEMBER | — |
| Matthew Michael Paul | CHIEF COMPLIANCE OFFICER | — |
| PAUL CHARLES WILLIAM | MANAGING MEMBER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| PAUL ALEX MICHAEL | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 1994-10-26 | regulatory | INVESTMENT ADVISER REGISTRATION REVOKED FOR FAILURE TO FILE RENEWAL REQUIREMENTS AND FEES. | Final | — |
| City | State | Employees | Phone |
|---|---|---|---|
| TROY | MI | 1 | 248-305-9911 |
| ANN ARBOR | MI | 1 | 248-305-9911 |
| TROY | MI | 1 | 248-305-9911 |
| ANN ARBOR | MI | 1 | 248-305-9911 |