BROADFIN CAPITAL, LLC

BROADFIN CAPITAL, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 156900).

Registration

Officers, owners & control persons (5)

NameRoleLocation
DAILEY JULIA BCHIEF OPERATING OFFICER—
ABRAMS MARCCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER—
MESSAFI NIRCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER—
KOTLER KEVINCHIEF COMPLIANCE OFFICER / MANAGING MEMBER; MANAGING MEMBER; MANAGING MEMBER / CCO—
DAILEY JULIA BRAUNSTEINCHIEF OPERATING OFFICER—

Private funds (1)

FundTypeFormedOwnersGross asset valueMin investment
BROADFIN HEALTHCARE MASTER FUND, LTD.Hedge Fund—207$32.4M$1.0M

Fund service providers (1)

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