RESILIENCE MANAGEMENT, LLC of CLEVELAND, OH is an SEC-registered investment adviser (CRD 157006). Regulatory assets under management: $546.3M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Christopher John Clair | CFO/CCO | — |
| Steven Harlan Rosen | CHAIRMAN AND STOCKHOLDER; CHAIRMAN/MANAGER/FOUNDING PARTNER | — |
| Bassem Ahdy Mansour | CEO AND STOCKHOLDER; CEO/MANAGER/FOUNDING PARTNER | — |
| CLAIR CHRISTOPHER JOHN | CCO/CFO; CCO/CONTROLLER; CFO AND CO-COMPLIANCE OFFICER (+1 more) | — |
| ROSEN STEVEN HARLAN | CHAIRMAN AND STOCKHOLDER; CHAIRMAN & MANAGER; CHAIRMAN/MANAGER/FOUNDING PARTNER (+3 more) | — |
| MANSOUR BASSEM ANDY | CO-CEO AND STOCKHOLDER; CO-CEO, CCO & SHAREHOLDER; CO-CEO & MANAGER (+1 more) | — |
| LAUFIK THEODORE ANTHONY | CFO/CCO | — |
| AMMAR GEORGE STEPHEN | CFO/CCO | — |
| HESSE CHAD F | CLO; CLO AND CO-CCO | — |
| MANSOUR BASSEM AHDY | CEO AND STOCKHOLDER; CEO & MANAGER; CEO/MANAGER/FOUNDING PARTNER | — |
| COZEAN RONALD J | PRESIDENT; PRESIDENT/PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-06-29 | regulatory | THE ADMINISTRATIVE ORDER, ENTERED BY THE SECURITIES AND EXCHANGE COMMISSION ON JUNE 29, 2017 (THE "ORDER"), FOUND THAT FROM AT LEAST SEPTEMBER 2010 TO AUGUST 2013, RESILIENCE MANAGEMENT, LLC ("RESILIENCE") AND BASSEM MANSOUR, ITS CO-CEO ("MANSOUR"), ENGAGED IN CERTAIN BORROWING AND GENERAL PARTNER C… | Final | $750K |