LINCOLNSHIRE MANAGEMENT, INC. of NEW YORK, NY is an SEC-registered investment adviser (CRD 157144). Regulatory assets under management: $494.4M.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Philip Kim | CO-MANAGING PARTNER | New York, NY |
| THOMAS JOSEPH MALONEY | CHAIRMAN & CEO | NEW YORK, NY |
| Vineet Pruthi | VICE-PRESIDENT | New York, NY |
| Michael Joseph Lyons | PRESIDENT | — |
| Kevin Andrew Nappi | CHIEF COMPLIANCE OFFICER | — |
| Thomas James Nedeau | CO-MANAGING PARTNER | — |
| LYONS JOHN JOSEPH | LIMITED PARTNER OF LINCOLNSHIRE MANAGEMENT IV, L.P.; LIMITED PARTNER OF LINCOLNSHIRE MANAGEMENT, L.P.; MEMBER AND VICE-PRESIDENT (+3 more) | — |
| MALONEY THOMAS JOSEPH | CHAIRMAN & CEO; CHAIRMAN & CEO OF REGISTRANT; LIMITED PARTNER OF LINCOLNSHIRE MANAGEMENT IV, L.P. (+3 more) | — |
| PRUTHI VINEET | LIMITED PARTNER OF LINCOLNSHIRE MANAGEMENT IV, L.P.; LIMITED PARTNER OF LINCOLNSHIRE MANAGEMENT, L.P.; MEMBER AND VICE-PRESIDENT (+2 more) | — |
| NAPPI KEVIN ANDREW | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER OF REGISTRANT, LINCOLNSHIRE MANAGEMENT, L.P. AND LINCOLNSHIRE MANAGEMENT IV, L.P. | — |
| CALLAHAN THOMAS ROBERT | LIMITED PARTNER OF LINCOLNSHIRE MANAGEMENT IV, L.P.; LIMITED PARTNER OF LINCOLNSHIRE MANAGEMENT, L.P. | — |
| NEDEAU THOMAS JAMES | CO-MANAGING PARTNER | — |
| KIM PHILIP | CO-MANAGING PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2014-09-22 | regulatory | THE SETTLEMENT ORDER, ENTERED BY THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 22, 2014 (THE "SETTLEMENT ORDER"), AROSE FROM THE JOINT MANAGEMENT OF TWO PORTFOLIO COMPANIES OWNED BY DIFFERENT PRIVATE FUNDS ADVISED BY LINCOLNSHIRE MANAGEMENT, INC. ("LMI"). THE SETTLEMENT ORDER INCLUDED A FINDIN… | Final | $450K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| LINCOLNSHIRE EQUITY FUND V-A, L.P. | Private Equity Fund | Delaware | 39 | $175.5M | $10.0M |
| LINCOLNSHIRE EQUITY FUND IV-A, L.P. | Private Equity Fund | Delaware | 80 | $161.3M | $10.0M |
| LINCOLNSHIRE EQUITY FUND III, L.P. | Private Equity Fund | Delaware | 64 | $59.4M | $5.0M |
| LINCOLNSHIRE EQUITY FUND VI-A, L.P. | Private Equity Fund | Delaware | 13 | $49.3M | $10.0M |
| LINCOLNSHIRE EQUITY FUND V-FF, L.P. | Private Equity Fund | Delaware | 22 | $25.6M | $10.0M |
| LINCOLNSHIRE EQUITY FUND V-B, L.P. | Private Equity Fund | Delaware | 3 | $13.7M | $10.0M |
| LINCOLNSHIRE EQUITY FUND VI-FF, L.P. | Private Equity Fund | Delaware | 7 | $8.7M | $10.0M |
| LINCOLNSHIRE EQUITY FUND IV, L.P. | Private Equity Fund | Delaware | 11 | $910K | $10.0M |
| LINCOLNSHIRE EQUITY FUND VI-B, L.P. | Private Equity Fund | Delaware | 0 | — | $10.0M |