INVESTMENT ADVISOR ASSOCIATES, INC.

INVESTMENT ADVISOR ASSOCIATES, INC. is an SEC-registered investment adviser (CRD 157219). Regulatory assets under management: $37.1M.

Registration

• CRD: 157219
• Type: Registered investment adviser
• Phone: 818-501-3171
• Latest filing: 2026-03-19
• Regulatory AUM: $37.1M
• Discretionary AUM: $29.9M
• Non-discretionary AUM: $7.2M
• Clients: 2
• Accounts: 70

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth, Charities.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 157219 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search