CHATHAM ASSET MANAGEMENT, LLC of CHATHAM, NJ is an SEC-registered investment adviser (CRD 157517). Regulatory assets under management: $8.3B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Anthony Ralph Melchiorre | LIMITED PARTNER; MANAGING MEMBER; PORTFOLIO MANAGER | — |
| James Vincent Ruggerio | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| Raymond John Del Nero | CHIEF FINANCIAL OFFICER | — |
| Evan Bruce Ratner | PORTFOLIO MANAGER | — |
| William Song | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | — |
| MELCHIORRE ANTHONY RALPH | LIMITED PARTNER; MANAGING MEMBER; MANAGING MEMBER/PORTFOLIO MANAGER (+1 more) | — |
| OMALLEY KEVIN JOSEPH | LIMITED PARTNER; MEMBER/PORTFOLIO MANAGER; PORTFOLIO MANAGER | — |
| RUGGIERO JAMES VINCENT | MEMBER/CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER; MEMBER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| DEL VIRGINIA JOHN | CHIEF FINANCIAL OFFICER | — |
| RATNER EVAN BRUCE | LIMITED PARTNER; MEMBER/PORTFOLIO MANAGER; PORTFOLIO MANAGER | — |
| RUGGERIO JAMES VINCENT | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER; LIMITED PARTNER; MEMBER/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| GOLDFRIED DANIEL ADAM | GENERAL COUNSEL | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-04-03 | regulatory | THE ORDER STATES THAT CHATHAM ASSET MANAGEMENT, LLC ("CHATHAM") AND CHATHAM'S ADVISORY AFFILIATE ANTHONY MELCHIORRE, ON BEHALF OF CERTAIN OF CHATHAM'S ADVISORY CLIENTS, ENGAGED IN REBALANCING TRADES IN VIOLATION OF SECTION 206(2) OF THE INVESTMENT ADVISERS ACT OF 1940, AS AMENDED, (THE "ADVISERS ACT… | Final | $5.0M |